Namespace Lucene.Net.Codecs.Lucene46

Lucene 4.6 file format.

Apache Lucene - Index File Formats

Introduction

This document defines the index file formats used in this version of Lucene. If you are using a different version of Lucene, please consult the copy of docs/ that was distributed with the version you are using.

Apache Lucene is written in Java, but several efforts are underway to write versions of Lucene in other programming languages including this implementation in .NET. If these versions are to remain compatible with Apache Lucene, then a language-independent definition of the Lucene index format is required. This document thus attempts to provide a complete and independent definition of the Apache Lucene file formats.

As Lucene evolves, this document should evolve. Versions of Lucene in different programming languages should endeavor to agree on file formats, and generate new versions of this document.

Definitions

The fundamental concepts in Lucene are index, document, field and term.

An index contains a sequence of documents.

  • A document is a sequence of fields.

  • A field is a named sequence of terms.

  • A term is a sequence of bytes.

The same sequence of bytes in two different fields is considered a different term. Thus terms are represented as a pair: the string naming the field, and the bytes within the field.

Inverted Indexing

The index stores statistics about terms in order to make term-based search more efficient. Lucene's index falls into the family of indexes known as an inverted index. This is because it can list, for a term, the documents that contain it. This is the inverse of the natural relationship, in which documents list terms.

Types of Fields

In Lucene, fields may be stored, in which case their text is stored in the index literally, in a non-inverted manner. Fields that are inverted are called indexed. A field may be both stored and indexed.

The text of a field may be tokenized into terms to be indexed, or the text of a field may be used literally as a term to be indexed. Most fields are tokenized, but sometimes it is useful for certain identifier fields to be indexed literally.

See the Field docs for more information on Fields.

Segments

Lucene indexes may be composed of multiple sub-indexes, or segments. Each segment is a fully independent index, which could be searched separately. Indexes evolve by:

  1. Creating new segments for newly added documents.

  2. Merging existing segments.

Searches may involve multiple segments and/or multiple indexes, each index potentially composed of a set of segments.

Document Numbers

Internally, Lucene refers to documents by an integer document number. The first document added to an index is numbered zero, and each subsequent document added gets a number one greater than the previous.

Note that a document's number may change, so caution should be taken when storing these numbers outside of Lucene. In particular, numbers may change in the following situations:

  • The numbers stored in each segment are unique only within the segment, and must be converted before they can be used in a larger context. The standard technique is to allocate each segment a range of values, based on the range of numbers used in that segment. To convert a document number from a segment to an external value, the segment's base document number is added. To convert an external value back to a segment-specific value, the segment is identified by the range that the external value is in, and the segment's base value is subtracted. For example two five document segments might be combined, so that the first segment has a base value of zero, and the second of five. Document three from the second segment would have an external value of eight.

  • When documents are deleted, gaps are created in the numbering. These are eventually removed as the index evolves through merging. Deleted documents are dropped when segments are merged. A freshly-merged segment thus has no gaps in its numbering.

Index Structure Overview

Each segment index maintains the following:

  • Segment info. This contains metadata about a segment, such as the number of documents, what files it uses,

  • Field names. This contains the set of field names used in the index.

  • Stored Field values. This contains, for each document, a list of attribute-value pairs, where the attributes are field names. These are used to store auxiliary information about the document, such as its title, url, or an identifier to access a database. The set of stored fields are what is returned for each hit when searching. This is keyed by document number.

  • Term dictionary. A dictionary containing all of the terms used in all of the indexed fields of all of the documents. The dictionary also contains the number of documents which contain the term, and pointers to the term's frequency and proximity data.

  • Term Frequency data. For each term in the dictionary, the numbers of all the documents that contain that term, and the frequency of the term in that document, unless frequencies are omitted (IndexOptions.DOCS_ONLY)

  • Term Proximity data. For each term in the dictionary, the positions that the term occurs in each document. Note that this will not exist if all fields in all documents omit position data.

  • Normalization factors. For each field in each document, a value is stored that is multiplied into the score for hits on that field.

  • Term Vectors. For each field in each document, the term vector (sometimes called document vector) may be stored. A term vector consists of term text and term frequency. To add Term Vectors to your index see the Field constructors

  • Per-document values. Like stored values, these are also keyed by document number, but are generally intended to be loaded into main memory for fast access. Whereas stored values are generally intended for summary results from searches, per-document values are useful for things like scoring factors.

  • Deleted documents. An optional file indicating which documents are deleted.

Details on each of these are provided in their linked pages.

File Naming

All files belonging to a segment have the same name with varying extensions. The extensions correspond to the different file formats described below. When using the Compound File format (default in 1.4 and greater) these files (except for the Segment info file, the Lock file, and Deleted documents file) are collapsed into a single .cfs file (see below for details)

Typically, all segments in an index are stored in a single directory, although this is not required.

As of version 2.1 (lock-less commits), file names are never re-used (there is one exception, "segments.gen", see below). That is, when any file is saved to the Directory it is given a never before used filename. This is achieved using a simple generations approach. For example, the first segments file is segments_1, then segments_2, etc. The generation is a sequential long integer represented in alpha-numeric (base 36) form.

Summary of File Extensions

The following table summarizes the names and extensions of the files in Lucene:

Name Extension Brief Description
Segments File segments.gen, segments_N Stores information about a commit point
Lock File write.lock The Write lock prevents multiple IndexWriters from writing to the same file.
Segment Info .si Stores metadata about a segment
Compound File .cfs, .cfe An optional "virtual" file consisting of all the other index files for systems that frequently run out of file handles.
Fields .fnm Stores information about the fields
Field Index .fdx Contains pointers to field data
Field Data .fdt The stored fields for documents
Term Dictionary .tim The term dictionary, stores term info
Term Index .tip The index into the Term Dictionary
Frequencies .doc Contains the list of docs which contain each term along with frequency
Positions .pos Stores position information about where a term occurs in the index
Payloads .pay Stores additional per-position metadata information such as character offsets and user payloads
Norms .nvd, .nvm Encodes length and boost factors for docs and fields
Per-Document Values .dvd, .dvm Encodes additional scoring factors or other per-document information.
Term Vector Index .tvx Stores offset into the document data file
Term Vector Documents .tvd Contains information about each document that has term vectors
Term Vector Fields .tvf The field level info about term vectors
Deleted Documents .del Info about what files are deleted

Lock File

The write lock, which is stored in the index directory by default, is named write.lock. If the lock directory is different from the index directory then the write lock will be named XXXX-write.lock where XXXX is a unique prefix derived from the full path to the index directory. When this file is present, a writer is currently modifying the index (adding or removing documents). This lock file ensures that only one writer is modifying the index at a time.

History

Compatibility notes are provided in this document, describing how file formats have changed from prior versions:

  • In version 2.1, the file format was changed to allow lock-less commits (ie, no more commit lock). The change is fully backwards compatible: you can open a pre-2.1 index for searching or adding/deleting of docs. When the new segments file is saved (committed), it will be written in the new file format (meaning no specific "upgrade" process is needed). But note that once a commit has occurred, pre-2.1 Lucene will not be able to read the index.

  • In version 2.3, the file format was changed to allow segments to share a single set of doc store (vectors & stored fields) files. This allows for faster indexing in certain cases. The change is fully backwards compatible (in the same way as the lock-less commits change in 2.1).

  • In version 2.4, Strings are now written as true UTF-8 byte sequence, not Java's modified UTF-8. See LUCENE-510 for details.

  • In version 2.9, an optional opaque IDictionary<string, string> CommitUserData may be passed to IndexWriter's commit methods (and later retrieved), which is recorded in the segments_N file. See LUCENE-1382 for details. Also, diagnostics were added to each segment written recording details about why it was written (due to flush, merge; which OS/JRE was used; etc.). See issue LUCENE-1654 for details.

  • In version 3.0, compressed fields are no longer written to the index (they can still be read, but on merge the new segment will write them, uncompressed). See issue LUCENE-1960 for details.

  • In version 3.1, segments records the code version that created them. See LUCENE-2720 for details. Additionally segments track explicitly whether or not they have term vectors. See LUCENE-2811 for details.

  • In version 3.2, numeric fields are written as natively to stored fields file, previously they were stored in text format only.

  • In version 3.4, fields can omit position data while still indexing term frequencies.

  • In version 4.0, the format of the inverted index became extensible via the Codec api. Fast per-document storage (DocValues) was introduced. Normalization factors need no longer be a single byte, they can be any NumericDocValues. Terms need not be unicode strings, they can be any byte sequence. Term offsets can optionally be indexed into the postings lists. Payloads can be stored in the term vectors.

  • In version 4.1, the format of the postings list changed to use either of FOR compression or variable-byte encoding, depending upon the frequency of the term. Terms appearing only once were changed to inline directly into the term dictionary. Stored fields are compressed by default.

  • In version 4.2, term vectors are compressed by default. DocValues has a new multi-valued type (SortedSet), that can be used for faceting/grouping/joining on multi-valued fields.

  • In version 4.5, DocValues were extended to explicitly represent missing values.

  • In version 4.6, FieldInfos were extended to support per-field DocValues generation, to allow updating NumericDocValues fields.

  • In version 4.8, checksum footers were added to the end of each index file for improved data integrity. Specifically, the last 8 bytes of every index file contain the zlib-crc32 checksum of the file.

Limitations

Lucene uses a .NET int to refer to document numbers, and the index file format uses an Int32 on-disk to store document numbers. This is a limitation of both the index file format and the current implementation. Eventually these should be replaced with either UInt64 values, or better yet, VInt values which have no limit.

Classes

Lucene46Codec

Implements the Lucene 4.6 index format, with configurable per-field postings and docvalues formats.

If you want to reuse functionality of this codec in another codec, extend FilterCodec.

See Lucene.Net.Codecs.Lucene46 package documentation for file format details.

Note

This API is experimental and might change in incompatible ways in the next release.

Lucene46FieldInfosFormat

Lucene 4.6 Field Infos format.

Field names are stored in the field info file, with suffix .fnm.

FieldInfos (.fnm) --> Header,FieldsCount, <FieldName,FieldNumber, FieldBits,DocValuesBits,DocValuesGen,Attributes> FieldsCount,Footer

Data types:

Field Descriptions:
  • FieldsCount: the number of fields in this file.
  • FieldName: name of the field as a UTF-8 string.
  • FieldNumber: the field's number. Note that unlike previous versions of Lucene, the fields are not numbered implicitly by their order in the file, instead explicitly.
  • FieldBits: a System.Byte containing field options.
    • The low-order bit is one for indexed fields, and zero for non-indexed fields.
    • The second lowest-order bit is one for fields that have term vectors stored, and zero for fields without term vectors.
    • If the third lowest order-bit is set (0x4), offsets are stored into the postings list in addition to positions.
    • Fourth bit is unused.
    • If the fifth lowest-order bit is set (0x10), norms are omitted for the indexed field.
    • If the sixth lowest-order bit is set (0x20), payloads are stored for the indexed field.
    • If the seventh lowest-order bit is set (0x40), term frequencies and positions omitted for the indexed field.
    • If the eighth lowest-order bit is set (0x80), positions are omitted for the indexed field.
  • DocValuesBits: a System.Byte containing per-document value types. The type recorded as two four-bit integers, with the high-order bits representing norms options, and the low-order bits representing DocValues options. Each four-bit integer can be decoded as such:
  • DocValuesGen is the generation count of the field's DocValues. If this is -1, there are no DocValues updates to that field. Anything above zero means there are updates stored by DocValuesFormat.
  • Attributes: a key-value map of codec-private attributes.

Note

This API is experimental and might change in incompatible ways in the next release.

Lucene46SegmentInfoFormat

Lucene 4.6 Segment info format.

Files:

  • .si: Header, SegVersion, SegSize, IsCompoundFile, Diagnostics, Files, Footer

Data types:

Field Descriptions:

  • SegVersion is the code version that created the segment.
  • SegSize is the number of documents contained in the segment index.
  • IsCompoundFile records whether the segment is written as a compound file or not. If this is -1, the segment is not a compound file. If it is 1, the segment is a compound file.
  • The Diagnostics Map is privately written by IndexWriter, as a debugging aid, for each segment it creates. It includes metadata like the current Lucene version, OS, .NET/Java version, why the segment was created (merge, flush, addIndexes), etc.
  • Files is a list of files referred to by this segment.

Note

This API is experimental and might change in incompatible ways in the next release.

Lucene46SegmentInfoReader

Lucene 4.6 implementation of SegmentInfoReader.

Note

This API is experimental and might change in incompatible ways in the next release.

Lucene46SegmentInfoWriter

Lucene 4.0 implementation of SegmentInfoWriter.

Note

This API is experimental and might change in incompatible ways in the next release.